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Osvaldo Dominguez

Charles Schwab & Co., Inc.

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-05
  • NY RA
    APPROVED
    Since 2026-05-05

Branch Locations

915 Broadway Ground Floor, New York City, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tillys Burbank CA 09/2014 04/2019
American Medical Response Los Angeles CA 07/2016 09/2021
Fidelity Investments Los Angeles CA 02/2022 04/2026
Burbank Water And Power Burbank CA 07/2021 02/2022
Fidelity Investments Boston MA 03/2025 04/2026
Charles Schwab & Co, Inc New York NY 04/2026 Present
Charles Schwab Bank, Ssb New York NY 04/2026 Present
  • 09/2014 → 04/2019
    Tillys
    Burbank, CA
  • 07/2016 → 09/2021
    American Medical Response
    Los Angeles, CA
  • 02/2022 → 04/2026
    Fidelity Investments
    Los Angeles, CA
  • 07/2021 → 02/2022
    Burbank Water And Power
    Burbank, CA
  • 03/2025 → 04/2026
    Fidelity Investments
    Boston, MA
  • 04/2026 → Present
    Charles Schwab & Co, Inc
    New York, NY
  • 04/2026 → Present
    Charles Schwab Bank, Ssb
    New York, NY
Previous Registrations
  • 2025-03-31 → 2026-04-16
    Strategic Advisers Llc
    Santa Monica, CA
    Burbank, CA
    Boston, MA
  • 2023-12-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-10
S63 Uniform Securities Agent State Law Examination 2022-09-12
  • S66 Uniform Combined State Law Examination
    2023-10-10
  • S63 Uniform Securities Agent State Law Examination
    2022-09-12
Other Names
  • Osvaldo Dominguez
  • Osvaldo Dominguez-Macias
  • Ozzy Dominguez

View on SEC IAPD

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