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Caroline Holladay

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Apt 527, NC

Charlotte, NC

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
NC RA APPROVED 2025-04-03
  • TX RA
    APPROVED
    Since 2025-04-15
  • NC RA
    APPROVED
    Since 2025-04-03

Branch Locations

Apt 527, NC • United States

6000 Fairview Rd, Charlotte, NC 28210 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2024 Present
Costal Wealth Management Mount Pleasant SC 09/2023 05/2024
University Of South Carolina Columbia SC 08/2020 05/2024
First Baptist School Charleston SC 08/2014 05/2020
  • 07/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 09/2023 → 05/2024
    Costal Wealth Management
    Mount Pleasant, SC
  • 08/2020 → 05/2024
    University Of South Carolina
    Columbia, SC
  • 08/2014 → 05/2020
    First Baptist School
    Charleston, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-02
  • S66 Uniform Combined State Law Examination
    2025-04-02
Other Names
  • Caroline Elizabeth Holladay
  • Caroline E Holladay

View on SEC IAPD

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