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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-16
TX RA APPROVED_RES 2023-10-12
  • IL RA
    APPROVED
    Since 2023-10-16
  • TX RA
    APPROVED_RES
    Since 2023-10-12

Branch Locations

10 South Dearborn, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Indianapolis IN 04/2022 03/2023
Warroad Original Hockey Co. Indianapolis IN 02/2020 10/2021
Adidas Indianapolis IN 03/2014 02/2020
Jpmorgan Chase Bank, N.A. Chicago IL 08/2023 Present
J.P. Morgan Securities Llc Chicago IL 08/2023 Present
Unemployed Indianapolis IN 10/2021 04/2022
Unemployed Indianapolis IN 03/2023 08/2023
Chicago Mission Aaa Hockey Chicago IL 08/2023 Present
  • 04/2022 → 03/2023
    Indianapolis, IN
  • 02/2020 → 10/2021
    Warroad Original Hockey Co.
    Indianapolis, IN
  • 03/2014 → 02/2020
    Adidas
    Indianapolis, IN
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 08/2023 → Present
    Chicago, IL
  • 10/2021 → 04/2022
    Unemployed
    Indianapolis, IN
  • 03/2023 → 08/2023
    Unemployed
    Indianapolis, IN
  • 08/2023 → Present
    Chicago Mission Aaa Hockey
    Chicago, IL
Previous Registrations
  • 2022-09-20 → 2023-04-11
    Indianapolis, IN
    Carmel, IN
    St Louis, MO
Other Businesses

Entity Name: Chicago Mission AAA Hockey Investment related: No "Address: 1801 W. Jackson Blvd. Chicago, IL 60612 https://chicagomission.com/ " Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 08/01/2023 Approximate # of hours a week: More than 20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Assistant Coach, helping youth hockey players advance their careers, not similar to JPMC, no connection to JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19
Other Names
  • John Matthew Grainda

View on SEC IAPD

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