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Stephen Tuan Tu Nguyen

Twin Peaks Wealth Advisors

San Francisco, CA

Milpitas, CA

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Current Employers
Twin Peaks Wealth Advisors

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-20
  • CA RA
    APPROVED
    Since 2022-12-20

Branch Locations

San Francisco, CA • United States

Milpitas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intuit Inc. Mountain View CA 09/2014 09/2017
Intuit Inc. Mountain View CA 09/2017 11/2019
Adobe Inc. San Jose CA 11/2019 03/2022
Intuit Inc. Mountain View CA 03/2022 01/2025
Lpl Financial Llc Santa Clara CA 03/2022 12/2022
Twin Peaks Wealth Advisors San Francisco CA 12/2022 Present
  • 09/2014 → 09/2017
    Intuit Inc.
    Mountain View, CA
  • 09/2017 → 11/2019
    Intuit Inc.
    Mountain View, CA
  • 11/2019 → 03/2022
    Adobe Inc.
    San Jose, CA
  • 03/2022 → 01/2025
    Intuit Inc.
    Mountain View, CA
  • 03/2022 → 12/2022
    Lpl Financial Llc
    Santa Clara, CA
  • 12/2022 → Present
    Twin Peaks Wealth Advisors
    San Francisco, CA
Previous Registrations
  • 2022-07-08 → 2022-11-21
    Lpl Financial Llc
    San Diego, CA
    Santa Clara, CA
    Milpitas, CA
Other Businesses

1) 5/2022- Real Estate Rental- property owner- inv. related- 5455 Eagles Ln #4 San Jose, CA 95123- start date 8/2011- 0hrs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-07
  • S66 Uniform Combined State Law Examination
    2022-07-07

View on SEC IAPD

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