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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-08-02 |
Branch Locations
4055 Mercantile Dr Suite 175, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsin Cheng Kuo | Portland | OR | 04/2022 | 09/2022 |
| Blue Mountain Pools | Oregon City | OR | 12/2021 | 12/2022 |
| N/A | Gresham | OR | 05/2020 | 11/2021 |
| N/A | Redding | CA | 09/2018 | 05/2020 |
| N/A | Sibu | 06/2018 | 09/2018 | |
| N/A | Waterford | 09/2014 | 05/2017 | |
| Indos Financial Limited | Enniscorthy | 05/2017 | 06/2018 | |
| Northwestern Mutual Investment Services Llc | Portland | OR | 04/2023 | 03/2024 |
| Hsin Cheng Kuo | Portland | OR | 09/2022 | 03/2024 |
| Charles Schwab & Co., Inc. | Portland | OR | 05/2024 | Present |
| Charles Schwab Bank, Ssb | Portland | OR | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-28 |
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