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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-08-02
  • OR RA
    APPROVED
    Since 2025-08-02

Branch Locations

4055 Mercantile Dr Suite 175, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsin Cheng Kuo Portland OR 04/2022 09/2022
Blue Mountain Pools Oregon City OR 12/2021 12/2022
N/A Gresham OR 05/2020 11/2021
N/A Redding CA 09/2018 05/2020
N/A Sibu 06/2018 09/2018
N/A Waterford 09/2014 05/2017
Indos Financial Limited Enniscorthy 05/2017 06/2018
Northwestern Mutual Investment Services Llc Portland OR 04/2023 03/2024
Hsin Cheng Kuo Portland OR 09/2022 03/2024
Charles Schwab & Co., Inc. Portland OR 05/2024 Present
Charles Schwab Bank, Ssb Portland OR 05/2024 Present
  • 04/2022 → 09/2022
    Hsin Cheng Kuo
    Portland, OR
  • 12/2021 → 12/2022
    Blue Mountain Pools
    Oregon City, OR
  • 05/2020 → 11/2021
    N/A
    Gresham, OR
  • 09/2018 → 05/2020
    N/A
    Redding, CA
  • 06/2018 → 09/2018
    N/A
    Sibu
  • 09/2014 → 05/2017
    N/A
    Waterford
  • 05/2017 → 06/2018
    Indos Financial Limited
    Enniscorthy
  • 04/2023 → 03/2024
    Northwestern Mutual Investment Services Llc
    Portland, OR
  • 09/2022 → 03/2024
    Hsin Cheng Kuo
    Portland, OR
  • 05/2024 → Present
    Portland, OR
  • 05/2024 → Present
    Charles Schwab Bank, Ssb
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-01
S63 Uniform Securities Agent State Law Examination 2023-10-28
  • S65 Uniform Investment Adviser Law Examination
    2025-08-01
  • S63 Uniform Securities Agent State Law Examination
    2023-10-28
Other Names
  • May Jia Yik
  • Mega Hill
  • May Jia Yik
  • Mega Hill
  • May Jia Yik Hill

View on SEC IAPD

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