Joseph Peter Sartini

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-07-23

CO RA
APPROVED

Since 2024-07-23

Branch Locations

1701 Platte Street Suite 131, Denver, CO 80202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Denver	CO	04/2022	Present
Dr Microgrid	Diamond Bar	CA	09/2018	06/2021
Marketchief.iO	Oxford	MA	07/2021	02/2022
Amg Teleran	Chicago	IL	06/2018	08/2018
Full Time Education	Oxford	OH	07/2016	05/2018
Charles Schwab Bank, Ssb	Denver	CO	06/2024	Present

04/2022 → Present

Charles Schwab & Co., Inc.

Denver, CO
09/2018 → 06/2021

Dr Microgrid

Diamond Bar, CA
07/2021 → 02/2022

Marketchief.iO

Oxford, MA
06/2018 → 08/2018

Amg Teleran

Chicago, IL
07/2016 → 05/2018

Full Time Education

Oxford, OH
06/2024 → Present

Charles Schwab Bank, Ssb

Denver, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-30
S63	Uniform Securities Agent State Law Examination	2022-08-03

S66 Uniform Combined State Law Examination

2023-11-30
S63 Uniform Securities Agent State Law Examination

2022-08-03

Other Names

Joseph P. Sartini
Joe Sartini
Joseph Sartini