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5301 34Th Avenue Se, Naples, FL 34117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-24 |
| IL | RA | APPROVED | 2026-04-22 |
Branch Locations
5301 34Th Avenue Se, Naples, FL 34117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pt Asset Management Llc | Chicago | IL | 03/2022 | 02/2026 |
| Performance Trust Capital Partners Llc | Chicago | IL | 03/2022 | 01/2025 |
| Pumpkin | Berlin | 10/2018 | 12/2018 | |
| Priority Health | Grand Rapids | MI | 05/2019 | 08/2019 |
| Compass Mortgage | Warrenville | IL | 05/2020 | 09/2021 |
| Cresset | Chicago | IL | 09/2021 | 03/2022 |
| Wheaton College | Wheaton | IL | 04/2016 | 05/2020 |
| Alps Distributors, Inc. | Denver | CO | 02/2025 | 02/2026 |
| 2642 Capital, Llc | Wheaton | IL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-19 |
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