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Inactive

Carl Darby Kaufman

Cerity Partners LLC

Norfolk, VA

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
NC RA APPROVED 2022-06-29
VA RA APPROVED 2022-06-29
  • SC RA
    APPROVED
    Since 2025-01-01
  • NC RA
    APPROVED
    Since 2022-06-29
  • VA RA
    APPROVED
    Since 2022-06-29

Branch Locations

150 W. Main Street Suite 1500, Norfolk, VA 23510 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Palladium Registered Investment Adivors Norfolk VA 09/2021 06/2022
Sankaty Head Golf Course Nantucket MA 05/2021 08/2021
University Of Georgia Athens GA 08/2017 05/2021
Norfolk Academy Norfolk VA 01/2012 07/2017
Cerity Partners Llc New York NY 06/2022 12/2024
Cerity Partners Llc New York NY 01/2025 Present
  • 09/2021 → 06/2022
    Palladium Registered Investment Adivors
    Norfolk, VA
  • 05/2021 → 08/2021
    Sankaty Head Golf Course
    Nantucket, MA
  • 08/2017 → 05/2021
    University Of Georgia
    Athens, GA
  • 01/2012 → 07/2017
    Norfolk Academy
    Norfolk, VA
  • 06/2022 → 12/2024
    Cerity Partners Llc
    New York, NY
  • 01/2025 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2022-04-13 → 2022-09-02
    Palladium Registered Investment Advisors
    Norfolk, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-13
  • S65 Uniform Investment Adviser Law Examination
    2022-04-13

View on SEC IAPD

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