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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bj's Wholesale Club | Pineville | NC | 01/2026 | 02/2026 |
| Charlotte-Mecklenburg Schools | Charlotte | NC | 11/2022 | 03/2023 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2022 | 10/2022 |
| Huntington National Bank | Columbus | OH | 06/2018 | 05/2021 |
| Amazon | Akron | OH | 08/2021 | 11/2021 |
| Canton City School District | Canton | OH | 12/2016 | 04/2017 |
| Canton City School District | Canton | OH | 04/2017 | 06/2018 |
| Quinnipiac University - Business School | Hamden | CT | 01/2016 | 01/2018 |
| Self-Employed | Linden | NJ | 11/2015 | 09/2016 |
| Felicity Financial Llc | Charlotte | NC | 07/2023 | Present |
| Charlotte-Mecklenburg Schools | Charlotte | NC | 03/2023 | 01/2024 |
| Ymca | Charlotte | NC | 08/2023 | 07/2024 |
| Mattie's Fish Market, Ltd. | Canton | OH | 01/2020 | 05/2022 |
| Union County Public Schools | Monroe | NC | 02/2024 | 05/2025 |
FELICITY FINANCIAL LLC - FINANCIAL ADVISORY SERVICES - INVESTMENT RELATED, PRESIDENT/CEO, CHARLOTTE, NC NAME OF BUSINESS: JD INVESTMENT & CONSULTING FIRM, LLC NON-INVESTMENT RELATED ADDRESS (City/State): CHARLOTTE, NC NATURE OF BUSINESS: TAX PREPARATION POSITION: CONSULTANT AND TAX PREPARER START DATE (Month/Year): 04/2007 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: TAX PREPARATION SERVICES NAME OF BUSINESS: INDEPENDENT SOURCE PUBLISHINGS, LLC NON-INVESTMENT ADDRESS (City/State): Canton, OH NATURE OF BUSINESS: LLC POSITION: Owner START DATE (Month/Year): 06/2017 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: WRITER, PUBLISHER, COPYRIGHT FILINGS NAME OF BUSINESS: MATTIE'S FISH MARKET, Ltd NON-INVESTMENT ADDRESS (City/State): Canton, OH NATURE OF BUSINESS: MOBILE FISH AND SEAFOOD BUSINESS POSITION: OWNER START DATE (Month/Year): 01/2020 APPROXIMATE HOURS PER MONTH: (0) Inactive NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: OPERATIONS/MANAGEMENT, SALES AND TAX FILINGS NAME OF BUSINESS: Jacqueline D. Williams NON-INVESTMENT RELATED ADDRESS (City/State): CHARLOTTE, NC NATURE OF BUSINESS: Ride-Share (Lyft and Uber) POSITION: Driver START DATE (Month/Year): 04/2024 APPROXIMATE HOURS PER MONTH: 0 - 100 NUMBER OF HOURS DURING TRADING HOURS: 0 - 10 hours per week DUTIES: Drive to learn more about the regional area, the communities and the people; while earning some extra cash in the process.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-23 |
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