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320 Post Road Suite 230, Darien, CT 06820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-05 |
Branch Locations
1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008 • United States
320 Post Road Suite 230, Darien, CT 06820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | San Diego | CA | 09/2013 | 06/2021 |
| Sprott Global Resource Investments Ltd. | Carlsbad | CA | 02/2022 | Present |
| Unemployed | San Diego | CA | 06/2021 | 02/2022 |
| Sprott Asset Management Usa, Inc. | Carlsbad | CA | 07/2023 | Present |
CAST INVESTMENT MANAGEMENT, LLC; investment-related; San Diego, CA; investment club; founder and private placement partner; founded in February 2021; 0 hours/month dedicated; 0 hours dedicated during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-27 |
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