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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-05-25
AL RA APPROVED 2023-05-24
TX RA APPROVED 2023-05-24
  • NM RA
    APPROVED
    Since 2023-05-25
  • AL RA
    APPROVED
    Since 2023-05-24
  • TX RA
    APPROVED
    Since 2023-05-24

Branch Locations

Santa Fe, NM • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Workhorse Productions, Inc. Santa Fe NM 01/2013 Present
E.M. Tippetts Book Designs, Llc Santa Fe NM 06/2013 Present
Emily Mah Designs Santa Fe NM 01/2013 Present
Keller Williams Santa Fe NM 04/2022 Present
Science Fiction And Fantasy Writers Association Hayward CA 02/2022 Present
Rfg Advisory Santa Fe NM 03/2022 Present
Private Client Services Birmingham AL 02/2023 Present
  • 01/2013 → Present
    Workhorse Productions, Inc.
    Santa Fe, NM
  • 06/2013 → Present
    E.M. Tippetts Book Designs, Llc
    Santa Fe, NM
  • 01/2013 → Present
    Emily Mah Designs
    Santa Fe, NM
  • 04/2022 → Present
    Keller Williams
    Santa Fe, NM
  • 02/2022 → Present
    Science Fiction And Fantasy Writers Association
    Hayward, CA
  • 03/2022 → Present
    Rfg Advisory
    Santa Fe, NM
  • 02/2023 → Present
    Private Client Services
    Birmingham, AL
Other Businesses

1) EM Tippetts Book Designs. 7035 Camino Rojo, Santa Fe, NM 87507. Book and ebook formatting. Owner. 0 hrs/mo; 0 during trading hrs. 2) Keller Williams. 130 Lincoln Street, Ste K, Santa Fe, NM 87501. Real Estate. Realtor. 10 hrs/mo; 0 during trading hrs. 3) RFG Advisory LLC. 1400 Urban Center Drive, Ste 475, Vestavia Hills, AL 35242. RIA. Compliance Analyst. 160 hrs/mo; 160 during trading hrs. 4) SFWA (Science Fiction & Fantasy Writers Association). PO Box 215, San Lorenzo, CA 94580. Writer's Association. Editorial Director/All Publications. 20 hrs/mo; 0 during trading hrs. 5) WorkHorse Productions, Inc. 7035 Camino Rojo, Santa Fe, NM 87507. Holding company for copyrights. Owner. 10 hrs/mo; 0 during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-06
  • S66 Uniform Combined State Law Examination
    2023-05-06
Other Names
  • Emily Mah Tippetts
  • Emily Mah

View on SEC IAPD

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