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Inactive

Cole M. Douglas

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-12-14
  • IL RA
    APPROVED
    Since 2022-12-14

Branch Locations

10 S Wacker Dr Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Balasa Dinverno Foltz Llc Itasca IL 03/2022 03/2023
Illinois State University Normal IL 01/2017 05/2017
Mt. Hawley Country Club Peoria IL 05/2017 08/2017
Ameren Cilco Peoria IL 05/2018 08/2018
Ameren Cilco Decatur IL 08/2020 10/2020
David Vaughan Investments Peoria IL 05/2019 08/2019
Mercer Chicago IL 10/2020 02/2022
Illinois State University Normal IL 08/2016 05/2020
Corient Chicago IL 12/2022 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 01/2023 07/2023
  • 03/2022 → 03/2023
    Balasa Dinverno Foltz Llc
    Itasca, IL
  • 01/2017 → 05/2017
    Illinois State University
    Normal, IL
  • 05/2017 → 08/2017
    Mt. Hawley Country Club
    Peoria, IL
  • 05/2018 → 08/2018
    Ameren Cilco
    Peoria, IL
  • 08/2020 → 10/2020
    Ameren Cilco
    Decatur, IL
  • 05/2019 → 08/2019
    David Vaughan Investments
    Peoria, IL
  • 10/2020 → 02/2022
    Mercer
    Chicago, IL
  • 08/2016 → 05/2020
    Illinois State University
    Normal, IL
  • 12/2022 → Present
    Corient
    Chicago, IL
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 01/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
Previous Registrations
  • 2022-05-13 → 2023-03-31
    Balasa Dinverno Foltz Llc
    Itasca, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-13
  • S65 Uniform Investment Adviser Law Examination
    2022-05-13

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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