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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-07
TX RA APPROVED 2025-05-07
  • CA RA
    APPROVED
    Since 2025-05-07
  • TX RA
    APPROVED
    Since 2025-05-07

Branch Locations

Fremont, CA • United States

851 East Hamilton Ave Ste 100, Campbell, CA 95008-0600 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Association Cupertino CA 03/2022 12/2024
Hsbc Securities (Usa) Inc. Cupertino CA 12/2023 12/2024
Punjab National Bank Bhubaneswar 11/2011 11/2021
Unemployment Cupertino CA 12/2021 02/2022
Fidelity Investments Campbell CA 01/2025 Present
  • 03/2022 → 12/2024
    Hsbc Bank Usa National Association
    Cupertino, CA
  • 12/2023 → 12/2024
    Hsbc Securities (Usa) Inc.
    Cupertino, CA
  • 11/2011 → 11/2021
    Punjab National Bank
    Bhubaneswar
  • 12/2021 → 02/2022
    Unemployment
    Cupertino, CA
  • 01/2025 → Present
    Fidelity Investments
    Campbell, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-24
  • S66 Uniform Combined State Law Examination
    2025-04-24

View on SEC IAPD

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