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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-26
  • TX RA
    APPROVED
    Since 2024-04-26

Branch Locations

16633 N Dallas Parkway Suite 525, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Dallas TX 01/2023 01/2024
Massmutual Life Insurance Company Dallas TX 10/2022 01/2024
Level Capital Llc Tucson AZ 02/2022 10/2022
Western Digital Irvine CA 04/2014 01/2022
Hornor, Townsend, & Kent Llc Horsham PA 04/2024 Present
Penn Mutual Life Insurance Company Horsham PA 02/2024 Present
  • 01/2023 → 01/2024
    Dallas, TX
  • 10/2022 → 01/2024
    Massmutual Life Insurance Company
    Dallas, TX
  • 02/2022 → 10/2022
    Level Capital Llc
    Tucson, AZ
  • 04/2014 → 01/2022
    Western Digital
    Irvine, CA
  • 04/2024 → Present
    Horsham, PA
  • 02/2024 → Present
    Penn Mutual Life Insurance Company
    Horsham, PA
Previous Registrations
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 16633 N DALLAS PARKWAY, SUITE 525, ADDISON, TX 75001 | START DATE: 04/04/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2) IT CONSULTING | INVESTMENT RELATED: NO | DBA NAME: YAM.AI | POSITION HELD: OWNER | ADDRESS: 11134 MOSAIC DR, FRISCO, TX 75035 | START DATE: 04/04/2024 | NATURE OF ACTIVITY: IT CONSULTING | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: PROVIDE IT CONSULTING AS DATA ARCHITECT FOR DATA ANALYTICS-RELATED PROJECTS TO VARIOUS CLIENTS. COMPUTER PROGRAMMING. 3) DBA - NOVEL WEALTH STRATEGIES | POSITION: Agent NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 08/07/2024 | ADDRESS: 16633 N Dallas Pkwy, Ste 525, Addison TX 75001 | DESCRIPTION: Sales of insurance products and annuities, investments and planning 4) TAX PREPARATION FOR INTUIT, PROTAXSERVE. VECTORSTONE GROUP | POSITION: Employee NATURE: Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 02/28/2025 | ADDRESS: 11134 Mosaic Dr, Frisco TX 75035 | DESCRIPTION: Consult clients to get tax related information, advise on tax strategies and help them prepare returns using tax software or prepare tax returns for them 5) SOFTWARE DEVELOPMENT FOR YAM.AI | POSITION: Proprietor/Owner NATURE: Software and application development, Data and AI consulting | INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2026 | ADDRESS: 11134 Mosaic Dr, Frisco TX 75035 |DESCRIPTION: Data and AI related projects, software development and IT consulting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-17
  • S66 Uniform Combined State Law Examination
    2023-05-17

View on SEC IAPD

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