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Michael Paul Prentice

Tiaa-Cref Individual & Institutional Services, LLC

Lewisville, TX

Frisco, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-05
  • TX RA
    APPROVED
    Since 2024-01-05

Branch Locations

Lewisville, TX • United States

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 03/2022 Present
Tiaa Frisco TX 03/2022 Present
Freedom Financial Network Tempe AZ 01/2022 03/2022
Trugreen Lawncare Lewisville TX 02/2010 05/2021
Unemployed Lewisville TX 05/2021 01/2022
  • 03/2022 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Frisco, TX
  • 03/2022 → Present
    Tiaa
    Frisco, TX
  • 01/2022 → 03/2022
    Freedom Financial Network
    Tempe, AZ
  • 02/2010 → 05/2021
    Trugreen Lawncare
    Lewisville, TX
  • 05/2021 → 01/2022
    Unemployed
    Lewisville, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-05
S63 Uniform Securities Agent State Law Examination 2022-04-25
  • S65 Uniform Investment Adviser Law Examination
    2024-01-05
  • S63 Uniform Securities Agent State Law Examination
    2022-04-25
Other Names
  • Michael P Prentice
  • Michael Prentice

View on SEC IAPD

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