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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-07-16 |
Branch Locations
601 Union Street, Suite 4700, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Seattle | WA | 02/2022 | Present |
| Bravo Delta Logistics | Seattle | WA | 04/2020 | 02/2022 |
| Seattle University | Seattle | WA | 03/2020 | 09/2020 |
| Chartwells | Seattle | WA | 10/2019 | 02/2020 |
| Famous Footwear | Allen | TX | 12/2017 | 09/2019 |
| Firehouse Subs | Frisco | TX | 03/2017 | 12/2018 |
| Education | Allen | TX | 02/2012 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-25 |
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