Arshia Fatima

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-06
IL	RA	APPROVED	2025-03-05

TX RA
APPROVED

Since 2025-03-06
IL RA
APPROVED

Since 2025-03-05

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	02/2022	Present
J P Morgan Chase	Elgin	IL	04/2017	01/2021
Home	Lake In The Hills	IL	01/2021	11/2021
United Airlines	Chicago	IL	12/2021	02/2022
Macy's	West Dundee	IL	10/2014	02/2020

02/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
04/2017 → 01/2021

J P Morgan Chase

Elgin, IL
01/2021 → 11/2021

Home

Lake In The Hills, IL
12/2021 → 02/2022

United Airlines

Chicago, IL
10/2014 → 02/2020

Macy's

West Dundee, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-04

S66 Uniform Combined State Law Examination

2025-03-04

View on SEC IAPD

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