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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-26
CA RA APPROVED 2022-07-05
  • TX RA
    APPROVED
    Since 2022-07-26
  • CA RA
    APPROVED
    Since 2022-07-05

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Los Angeles CA 02/2022 Present
Enterprise Rent-A-Car Arcadia CA 10/2016 01/2019
Cc Events, Inc. Fullerton CA 08/2016 09/2016
Bank Of America, N.A. West Covina CA 01/2019 02/2022
Bank Of America, N.A. Los Angeles CA 05/2022 Present
  • 02/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Los Angeles, CA
  • 10/2016 → 01/2019
    Enterprise Rent-A-Car
    Arcadia, CA
  • 08/2016 → 09/2016
    Cc Events, Inc.
    Fullerton, CA
  • 01/2019 → 02/2022
    Bank Of America, N.A.
    West Covina, CA
  • 05/2022 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Other Businesses

I*: 2642281 Entity Type: Charitable Name of OBA: Kid City Hope Place Address: Los Angeles, CA 90015 Investment Related: No Position, Title, Association: Board member Employee Start Date: 08/01/2025 Number of Hours: 15 hrs mthly Number of Hours during trading: 0 Duties: Member of the Board of Directors, helping carry out Kid City's mission.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-02
  • S66 Uniform Combined State Law Examination
    2022-07-02
Other Names
  • Ricky Palacios

View on SEC IAPD

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