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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-01-26 |
| TX | RA | APPROVED_RES | 2021-12-08 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Monroe | LA | 12/2008 | 03/2017 |
| Massmutual Life Insurance Co | West Monroe | LA | 07/2016 | 12/2021 |
| Mml Investors Services, Llc | West Monroe | LA | 03/2017 | 12/2021 |
| Lpl Financial, Llc | West Monroe | LA | 12/2021 | Present |
1. 12/7/2021 - No Business Name - Not Investment Related - Act in a Fiduciary Capacity - Started 6/21/2017 - POA for her mom; is the executrix who has health matters
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-05 |
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