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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-12
TX RA APPROVED 2022-11-10
  • FL RA
    APPROVED
    Since 2023-01-12
  • TX RA
    APPROVED
    Since 2022-11-10

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banco J.P. Morgan S.A. Sao Paulo 09/2021 11/2022
Credit Suisse Hedging Griffo Sao Paulo 08/2015 06/2021
Unemployed Sao Paulo 06/2021 09/2021
Jpmorgan Securities Llc Sao Paulo 03/2022 11/2022
Jp Morgan Securities Llc Miami FL 11/2022 Present
  • 09/2021 → 11/2022
    Banco J.P. Morgan S.A.
    Sao Paulo
  • 08/2015 → 06/2021
    Credit Suisse Hedging Griffo
    Sao Paulo
  • 06/2021 → 09/2021
    Unemployed
    Sao Paulo
  • 03/2022 → 11/2022
    Jpmorgan Securities Llc
    Sao Paulo
  • 11/2022 → Present
    Miami, FL
Other Businesses

the name of the other business - DK300 Holdings whether the business is investment-related - It is a Private Investment Company (Privately held). the address of the other business - JP Management Services Limited, 23 Lime Tree Bay Avenue, P.O. Box 10176, in the island of Grand Cayman KY1-1002 the nature of the other business - It is a company that holds investment in liquid assets, Hedge Funds and Real Estate. your position - Board of Directors Member title, or relationship with the other business - Director the start date of your relationship - Sep/2019 the approximate number of hours/month you devote to the other business - 0-2 the number of hours you devote to the other business during securities trading hours - 0 and briefly describe your duties relating to the other business - My parent is the sole shareholder of the company and makes the investment decision. I am one of the directors (along with other three) that serve as a backup with access to its funds in case he cannot be reached.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-07
  • S66 Uniform Combined State Law Examination
    2022-11-07
Other Names
  • Pedro Luz Maia
  • Pedro Luz Maia

View on SEC IAPD

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