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Rachel Nicole Congleton

LPl Financial LLC

Loveland, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-12-13
  • CO RA
    APPROVED
    Since 2024-12-13

Branch Locations

4025 St Cloud Dr, Ste 250, Loveland, CO 80538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2022 10/2023
Wealth Strategies Fort Collins CO 02/2022 08/2023
Cultivating Hope Dba Hope Farms Fort Collins CO 04/2021 12/2021
Jax Ranch And Home Fort Collins CO 01/2022 04/2022
Cb & Potts Fort Collins CO 09/2019 02/2020
Spradley Barr Ford / Mazda Fort Collins CO 02/2020 03/2020
Spradley Barr Ford / Mazda Fort Collins CO 04/2019 07/2019
Harmony Club Timnath CO 08/2019 10/2019
Smartbook Business Solutions Fort Collins CO 05/2019 10/2019
Buckner Enterprises Loveland CO 01/2018 08/2018
Red Robin Fort Collins CO 08/2018 09/2018
Buckner Enterprises Loveland CO 01/2017 09/2017
Carhartt Loveland CO 08/2017 01/2018
Cracker Barrel Loveland CO 06/2016 11/2016
Rocky Mountain Physical Therapy Fort Collins CO 01/2016 12/2019
Colorado State University Fort Collins CO 08/2018 04/2021
Unemployed Fort Collins CO 03/2020 04/2021
Edward Jones St Louis MO 10/2023 11/2024
Lpl Financial Llc Loveland CO 12/2024 Present
  • 08/2022 → 10/2023
    St Louis, MO
  • 02/2022 → 08/2023
    Wealth Strategies
    Fort Collins, CO
  • 04/2021 → 12/2021
    Cultivating Hope Dba Hope Farms
    Fort Collins, CO
  • 01/2022 → 04/2022
    Jax Ranch And Home
    Fort Collins, CO
  • 09/2019 → 02/2020
    Cb & Potts
    Fort Collins, CO
  • 02/2020 → 03/2020
    Spradley Barr Ford / Mazda
    Fort Collins, CO
  • 04/2019 → 07/2019
    Spradley Barr Ford / Mazda
    Fort Collins, CO
  • 08/2019 → 10/2019
    Harmony Club
    Timnath, CO
  • 05/2019 → 10/2019
    Smartbook Business Solutions
    Fort Collins, CO
  • 01/2018 → 08/2018
    Buckner Enterprises
    Loveland, CO
  • 08/2018 → 09/2018
    Red Robin
    Fort Collins, CO
  • 01/2017 → 09/2017
    Buckner Enterprises
    Loveland, CO
  • 08/2017 → 01/2018
    Carhartt
    Loveland, CO
  • 06/2016 → 11/2016
    Cracker Barrel
    Loveland, CO
  • 01/2016 → 12/2019
    Rocky Mountain Physical Therapy
    Fort Collins, CO
  • 08/2018 → 04/2021
    Colorado State University
    Fort Collins, CO
  • 03/2020 → 04/2021
    Unemployed
    Fort Collins, CO
  • 10/2023 → 11/2024
    St Louis, MO
  • 12/2024 → Present
    Loveland, CO
Previous Registrations
Other Businesses

1- 12/2024 / Macdonald Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / 100 hrs per month / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
  • S66 Uniform Combined State Law Examination
    2023-10-12
Other Names
  • Rachel Nicole Congleton
  • Rachel N Congleton

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