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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-05 |
Branch Locations
1000 De La Gauchetiere West Suite 2600, Montreal H3B 4W5 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Ltd | Montreal Quebec | 02/2017 | Present | |
| Raymond James (Usa) | Montreal, Quebec | 03/2022 | Present | |
| Investors Group Financial Services | Pointe Claire, Quebec | 03/2002 | 02/2017 |
1)Raymond James Ltd ("RJL"), a registered investment dealer with IIROC, is the Canadian affiliate and parent company of Raymond James ( USA) Ltd. The business is investment related. Tipu Chughtai is located at 1000, rue de la Gauchetiere Ouest, Bureau 2600 Montreal Quebec Canada H3B 4W5 and has been employed since feb.24 2017 . He is a full time employee and his title with RJL is "Investment Advisor". He devotes 160 hours a month to his business during business and trading hours. His job duties include sales. 2)RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. Tipu Chughtai is located at 1000, rue de la Gauchetiere Ouest, Bureau 2600 Montreal Quebec Canada H3B 4W5 AND HAS BEEN LICENSED WITH RJFP SINCE Feb 24 2017 . HE IS A FULL-TIME EMPLOYEE. HE DEVOTES __5 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-05 |
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