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Carlton Henry Stokes

Schwab Wealth Advisory, Inc.

San Francisco, CA

Orlando, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-03
FL RA APPROVED 2025-07-10
  • TX RA
    APPROVED
    Since 2026-01-03
  • FL RA
    APPROVED
    Since 2025-07-10

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 03/2022 Present
Petsmart, Llc Phoenix AZ 06/2021 08/2021
Fairmont San Jose San Jose CA 07/2018 12/2020
Arizona Biltmore Phoenix AZ 06/2017 06/2018
Bryan & Stratton College Buffalo NY 06/2016 10/2017
Courtyard By Marriott Round Rock TX 05/2015 05/2017
State Farm Tempe AZ 10/2021 02/2022
Unemployed Avondale AZ 01/2021 05/2021
Schwab Wealth Advisory, Inc. Orlando FL 06/2025 Present
  • 03/2022 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 06/2021 → 08/2021
    Petsmart, Llc
    Phoenix, AZ
  • 07/2018 → 12/2020
    Fairmont San Jose
    San Jose, CA
  • 06/2017 → 06/2018
    Arizona Biltmore
    Phoenix, AZ
  • 06/2016 → 10/2017
    Bryan & Stratton College
    Buffalo, NY
  • 05/2015 → 05/2017
    Courtyard By Marriott
    Round Rock, TX
  • 10/2021 → 02/2022
    State Farm
    Tempe, AZ
  • 01/2021 → 05/2021
    Unemployed
    Avondale, AZ
  • 06/2025 → Present
    Schwab Wealth Advisory, Inc.
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-27
S63 Uniform Securities Agent State Law Examination 2022-09-08
  • S66 Uniform Combined State Law Examination
    2025-06-27
  • S63 Uniform Securities Agent State Law Examination
    2022-09-08
Designations
Other Names
  • Carlton Stokes
  • Carlton H. Stokes

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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