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Clifford J Heroth

Fifth Third Securities, Inc.

Marco Island, FL

Naples, FL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-02
  • FL RA
    APPROVED
    Since 2022-09-02

Branch Locations

650 E. Elkcam Circle, Marco Island, FL 34145 • United States

95 Price Street, Naples, FL 34113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Darden Inc/ Longhorn Steakhouse Naples FL 01/2012 04/2017
Fifth Third Bank Largo FL 05/2017 Present
Fifth Third Securities Largo FL 02/2022 Present
  • 01/2012 → 04/2017
    Darden Inc/ Longhorn Steakhouse
    Naples, FL
  • 05/2017 → Present
    Fifth Third Bank
    Largo, FL
  • 02/2022 → Present
    Fifth Third Securities
    Largo, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-01
S63 Uniform Securities Agent State Law Examination 2022-06-30
  • S65 Uniform Investment Adviser Law Examination
    2022-09-01
  • S63 Uniform Securities Agent State Law Examination
    2022-06-30

View on SEC IAPD

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