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Amanda V O'ROurke

LPl Financial LLC

Seattle, WA

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-03-25
  • WA RA
    APPROVED
    Since 2022-03-25

Branch Locations

4241 21St Ave W #400, Seattle, WA 98199 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Seattle WA 02/2022 Present
Greenwood Ohlund, Ps Seattle WA 01/2009 Present
  • 02/2022 → Present
    Seattle, WA
  • 01/2009 → Present
    Greenwood Ohlund, Ps
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-10
  • S65 Uniform Investment Adviser Law Examination
    2022-02-10

View on SEC IAPD

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