James Matise

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-24
NM	RA	APPROVED	2022-04-20

TX RA
APPROVED

Since 2022-10-24
NM RA
APPROVED

Since 2022-04-20

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

2800 San Mateo Blvd Ne Suite 111, Albuquerque, NM 87942 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus Insurance	New Haven	CT	08/2015	Present
Knights Of Columbus Asset Advisors Llc	New Haven	CT	04/2020	Present

08/2015 → Present

Knights Of Columbus Insurance

New Haven, CT
04/2020 → Present

Knights Of Columbus Asset Advisors Llc

New Haven, CT

Other Businesses

Knights of Columbus Insurance -Field Agent selling Life Insurance, Retirement Annuities, Long-Term Care Insurance, Disability Income Insurance (Licensed and practicing only in State of New Mexico) Started 08/2015, 80 hours monthly, New Haven CT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-19

S65 Uniform Investment Adviser Law Examination

2022-04-19