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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2022 | 04/2023 |
| 49 Financial | Atlanta | GA | 02/2022 | 04/2023 |
| Thrivent Advisor Network Dba 49 Financial | Atlanta | GA | 02/2022 | 12/2022 |
| Unemployed | Knoxville | TN | 12/2021 | 02/2022 |
| University Of Georgia | Athens | GA | 08/2021 | 12/2021 |
| Shoot Point Blank | Knoxville | TN | 06/2021 | 08/2021 |
| University Of Georgia | Athens | GA | 08/2017 | 05/2021 |
| Full-Time Education | Knoxville | TN | 08/2008 | 08/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF OTHER BUSINESS: PREMIER PICKLEBALL OF KNOXVILLE, LLC; INVESTMENT RELATED: NO ; ADDRESS: 10001 KINGSTON PIKE KNOXVILLE, TN 37922; NATURE OF BUSINESS: PICKLEBALL CLUB; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: MEMBER/OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE THE BEST PICKLEBALL EXPERIENCE, ASSIST WITH FINANCIAL DECISIONS; 2) NAME OF OTHER BUSINESS: MILLENNIUM WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-11 |
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