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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-04-30 |
Branch Locations
9150-12 Baltimore Nat Pike, Ellicott City, MD 21042 • United States
300 Sentinel Dr Ste 190, Annapolis Junction, MD 20701 • United States
25 Magothy Branch Rd, Pasadena, MD 21122 • United States
1077 State Route 3 N, Gambrills, MD 21054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 10/2022 | 04/2025 |
| Bank Of America, N.A | Crofton | MD | 03/2008 | 04/2025 |
| Lpl Financial Llc | North Gambrills | MD | 04/2025 | Present |
| Tower Federal Credit Union | North Gambrills | MD | 04/2025 | Present |
1-04/30/2025 - Tower Federal Credit Union-Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2- 06/27/2025 - Tower Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start date: 06/25/2025 - 160 Hrs per month 160 hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
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