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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-26
CA RA APPROVED 2022-05-18
  • TX RA
    APPROVED
    Since 2022-10-26
  • CA RA
    APPROVED
    Since 2022-05-18

Branch Locations

5780 Fleet Street, Suite 250, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C&J Energy Services Houston TX 04/2015 05/2017
Chc Helicopter Houston TX 05/2017 02/2022
Stifel, Nicolaus & Company, Incorporated Del Mar CA 02/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-17
  • S66 Uniform Combined State Law Examination
    2022-05-17

View on SEC IAPD

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