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Zupei Yu

Schwab Wealth Advisory, Inc.

Irvine, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-07
  • CA RA
    APPROVED
    Since 2026-01-07

Branch Locations

2 Park Plaza, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transpacific Financial Inc Monrovia CA 11/2018 09/2023
Cal State Fullerton Fullerton CA 12/2016 12/2018
Transpacific Financial Inc. Monrovia CA 07/2015 11/2016
Edward Jones Chino Hills CA 09/2023 12/2025
Charles Schwab & Co., Inc. Irvine CA 12/2025 Present
Schwab Wealth Advisory, Inc. Irvine CA 12/2025 Present
  • 11/2018 → 09/2023
    Transpacific Financial Inc
    Monrovia, CA
  • 12/2016 → 12/2018
    Cal State Fullerton
    Fullerton, CA
  • 07/2015 → 11/2016
    Transpacific Financial Inc.
    Monrovia, CA
  • 09/2023 → 12/2025
    Edward Jones
    Chino Hills, CA
  • 12/2025 → Present
    Charles Schwab & Co., Inc.
    Irvine, CA
  • 12/2025 → Present
    Schwab Wealth Advisory, Inc.
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
S63 Uniform Securities Agent State Law Examination 2023-06-26
  • S66 Uniform Combined State Law Examination
    2023-11-13
  • S63 Uniform Securities Agent State Law Examination
    2023-06-26
Designations
Other Names
  • Daphne Yu

View on SEC IAPD

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