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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-19
NJ RA APPROVED 2024-04-19
NY RA APPROVED 2024-04-19
TX RA APPROVED 2024-04-19
  • CA RA
    APPROVED
    Since 2024-04-19
  • NJ RA
    APPROVED
    Since 2024-04-19
  • NY RA
    APPROVED
    Since 2024-04-19
  • TX RA
    APPROVED
    Since 2024-04-19

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Santa Monica CA 02/2022 04/2024
Venice Ale House Venice CA 09/2017 03/2020
Fork In The Road Santa Monica CA 07/2016 07/2017
The Victorian Santa Monica CA 02/2013 09/2016
Contract Corporate Flight Attendant Santa Monica CA 07/2016 Present
Ubs Financial Services Inc. Century City CA 04/2024 Present
  • 02/2022 → 04/2024
    Santa Monica, CA
  • 09/2017 → 03/2020
    Venice Ale House
    Venice, CA
  • 07/2016 → 07/2017
    Fork In The Road
    Santa Monica, CA
  • 02/2013 → 09/2016
    The Victorian
    Santa Monica, CA
  • 07/2016 → Present
    Contract Corporate Flight Attendant
    Santa Monica, CA
  • 04/2024 → Present
    Century City, CA
Previous Registrations
Other Businesses

*487497 - AllureOfItAll; Investment related No; Santa Monica, California; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2020; During business hours: 0; After business hours: 20; Sales/Marketing *487498 - Corporate Flight Attendant; Investment related No; Santa Monica, California; Automotive/Transportation; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 10; Customer Service SIMONETTE, RESTAURANT, SERVER/BARTENDER, Start date-11/6/2024, Culver CityCA United States-90232

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
  • S66 Uniform Combined State Law Examination
    2023-04-26

View on SEC IAPD

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