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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-10
NY RA APPROVED 2025-11-07
  • TX RA
    APPROVED
    Since 2026-08-10
  • NY RA
    APPROVED
    Since 2025-11-07

Branch Locations

One Jericho Plaza Suite 205, Jericho, NY 11753-1635 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc New York NY 06/2021 01/2023
Pricewaterhouse Coopers New York NY 08/2019 05/2021
University Of Delaware Newark DE 08/2015 06/2019
Stifel Financial Corp. New York NY 01/2023 10/2025
Ubs Financial Services Inc. New York NY 11/2025 Present
  • 06/2021 → 01/2023
    Jefferies Llc
    New York, NY
  • 08/2019 → 05/2021
    Pricewaterhouse Coopers
    New York, NY
  • 08/2015 → 06/2019
    University Of Delaware
    Newark, DE
  • 01/2023 → 10/2025
    Stifel Financial Corp.
    New York, NY
  • 11/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-21
S63 Uniform Securities Agent State Law Examination 2022-05-07
  • S65 Uniform Investment Adviser Law Examination
    2025-08-21
  • S63 Uniform Securities Agent State Law Examination
    2022-05-07

View on SEC IAPD

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