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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-06
TX RA APPROVED 2023-03-06
  • CA RA
    APPROVED
    Since 2023-03-06
  • TX RA
    APPROVED
    Since 2023-03-06

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Los Angeles CA 09/2016 Present
Jp Morgan Securities Inc. Los Angeles CA 09/2016 Present
Unemployed Los Angeles CA 08/2015 09/2016
Two Roads Software Llc New York NY 06/2013 12/2017
  • 09/2016 → Present
    Jp Morgan Chase Bank
    Los Angeles, CA
  • 09/2016 → Present
    Jp Morgan Securities Inc.
    Los Angeles, CA
  • 08/2015 → 09/2016
    Unemployed
    Los Angeles, CA
  • 06/2013 → 12/2017
    Two Roads Software Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-06
S63 Uniform Securities Agent State Law Examination 2016-10-24
  • S65 Uniform Investment Adviser Law Examination
    2023-03-06
  • S63 Uniform Securities Agent State Law Examination
    2016-10-24

View on SEC IAPD

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