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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-21 |
Branch Locations
108 Foxshire Drive Suite 2 Lancaster Pa 17601 Suite 2, Lancaster, PA 17601 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Exton | PA | 02/2022 | 08/2024 |
| Springhouse Brewing Company | Lancaster | PA | 08/2019 | 01/2022 |
| Miller's Ale House | Lancaster | PA | 10/2018 | 08/2019 |
| Herndon Auction Services | Manheim | PA | 06/2017 | 10/2018 |
| Small Wonders Academy | Lititz | PA | 01/2017 | 06/2017 |
| Boscov's | Lancaster | PA | 03/2016 | 11/2016 |
| Millersville University Of Pa | Millersville | PA | 08/2019 | 05/2022 |
| Unemployed | Akron | PA | 11/2016 | 01/2017 |
| The Prudential Insurance Company Of America | Exton | PA | 05/2022 | 08/2024 |
| J.W. Cole Financial, Inc. | Tampa | FL | 08/2024 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 08/2024 | Present |
(1) Regal Wealth Advisors; DBA; 108 Foxshire Drive, Suite 2, Lancaster, PA 17601; Not investment related; Licensed Assistant; Start 8/19/2024; 160 hours/month, 160 hours/month during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-30 |
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