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Gerald R Obando Abad

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden Grove, CA

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
CA RA APPROVED 2024-04-17
  • TX RA
    APPROVED
    Since 2024-04-30
  • CA RA
    APPROVED
    Since 2024-04-17

Branch Locations

Garden Grove, CA • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 01/2014 03/2024
Jpmorgan Chase Bank Na Los Angeles CA 01/2014 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 04/2024 Present
Thai Nakorn The Original Garden Grove CA 02/2023 10/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-07
  • S66 Uniform Combined State Law Examination
    2007-11-07
Other Names
  • Gerald R Obando
  • Gerald Rodrigo Obando

View on SEC IAPD

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