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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-18
VA RA APPROVED 2023-01-14
  • TX RA
    APPROVED_RES
    Since 2023-01-18
  • VA RA
    APPROVED
    Since 2023-01-14

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Bethesda MD 03/2022 08/2022
Jamboree Ventures Irvine CA 08/2021 10/2021
Leprix Bethesda MD 08/2019 07/2021
Vertex Chicken Seoul 06/2015 03/2019
Unemployed Elkridge MD 11/2021 01/2022
Unemployed Ellicott City MD 04/2019 07/2019
Nylife Securities Llc Bethesda MD 05/2022 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 10/2022 Present
Bank Of America N.A. Vienna VA 01/2023 Present
  • 03/2022 → 08/2022
    New York Life Insurance Co
    Bethesda, MD
  • 08/2021 → 10/2021
    Jamboree Ventures
    Irvine, CA
  • 08/2019 → 07/2021
    Leprix
    Bethesda, MD
  • 06/2015 → 03/2019
    Vertex Chicken
    Seoul
  • 11/2021 → 01/2022
    Unemployed
    Elkridge, MD
  • 04/2019 → 07/2019
    Unemployed
    Ellicott City, MD
  • 05/2022 → 08/2022
    Nylife Securities Llc
    Bethesda, MD
  • 10/2022 → Present
    Vienna, VA
  • 01/2023 → Present
    Bank Of America N.A.
    Vienna, VA
Other Businesses

I*2929354 Entity Type: Entity For Profit Name of OBA: SKRD LLC Address: Kalispell, Montana, 59901 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/01/2025 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Automotive parts, sales, and service. Developing viable parts or services for sale.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • Steven Kim

View on SEC IAPD

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