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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-03-23 |
Branch Locations
301 N. Laurel Street, Springfield, GA 31329 • United States
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Advisory Services, Llc | Raleigh | NC | 02/2023 | Present |
| Vision Financial | Rincon | GA | 01/2022 | Present |
| Stella | Statesboro | GA | 07/2021 | 12/2021 |
| Ymca | Rincon | GA | 04/2017 | 06/2021 |
| Firehouse | Rincon | GA | 08/2018 | 01/2019 |
| Effingham County High School | Guyton | GA | 08/2014 | 06/2018 |
| Georgia Southern University | Statesboro | GA | 08/2019 | 05/2022 |
| Capital Investment Group. Inc | Rincon | GA | 07/2024 | Present |
1) RACHEL BASS GRIFFIN DBA RDG FINANCIAL, 5877 GA HWY 21 S SUITE B, RINCON, GA 31326; OWNER; SALES OF FIXED INSURANCE PRODUCTS; INVESTMENT RELATED; 20 HRS/MON ALL DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-26 |
| S65 | Uniform Investment Adviser Law Examination | 2023-02-21 |
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