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Alison Huang

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-24
TX RA APPROVED 2023-08-24
  • CA RA
    APPROVED
    Since 2023-08-24
  • TX RA
    APPROVED
    Since 2023-08-24

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc San Francisco CA 07/2021 03/2023
First Republic Securities Company, Llc San Francisco CA 01/2022 03/2023
Vanderbilt University Nashville TN 07/2017 05/2021
Xiamen No.1 High School Of Fujian Xiamen 09/2014 06/2017
Morgan Stanley Los Angeles CA 08/2023 Present
Unemployed Entry Los Angeles CA 03/2023 08/2023
  • 07/2021 → 03/2023
    First Republic Investment Management, Inc
    San Francisco, CA
  • 01/2022 → 03/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 07/2017 → 05/2021
    Vanderbilt University
    Nashville, TN
  • 09/2014 → 06/2017
    Xiamen No.1 High School Of Fujian
    Xiamen
  • 08/2023 → Present
    Morgan Stanley
    Los Angeles, CA
  • 03/2023 → 08/2023
    Unemployed Entry
    Los Angeles, CA
Previous Registrations
  • 2022-08-22 → 2023-04-10
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-20
  • S66 Uniform Combined State Law Examination
    2022-08-20
Other Names
  • Alison Huang
  • Xinyi Huang

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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