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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-16
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 01/2022 02/2024
At&T San Antonio TX 02/2021 01/2022
Charter Communications San Antonio TX 08/2019 09/2020
T-Mobile Usa Mcallen TX 08/2017 08/2019
Kci Wireless Edinburg TX 04/2016 07/2017
Jpmorgan Chase Bank, N.A. San Antonio TX 11/2020 02/2021
J.P. Morgan Securities Llc San Antonio TX 02/2024 Present
  • 01/2022 → 02/2024
    San Antonio, TX
  • 02/2021 → 01/2022
    At&T
    San Antonio, TX
  • 08/2019 → 09/2020
    Charter Communications
    San Antonio, TX
  • 08/2017 → 08/2019
    T-Mobile Usa
    Mcallen, TX
  • 04/2016 → 07/2017
    Kci Wireless
    Edinburg, TX
  • 11/2020 → 02/2021
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 02/2024 → Present
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-12
  • S66 Uniform Combined State Law Examination
    2023-07-12

View on SEC IAPD

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