Jonathan Albert Wooram Chu

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-10-17

NY RA
APPROVED

Since 2025-10-17

Branch Locations

New York, NY • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	08/2022	03/2024
Doordash	Union	NJ	11/2021	08/2022
International Planning Alliance	Bloomfield	NJ	08/2021	11/2021
Unemployed	New Brunswick	NJ	03/2020	08/2021
Rutgers University- New Brunswick	New Brunswick	NJ	09/2017	05/2021
Roots Steakhouse	Ridgewood	NJ	06/2018	08/2019
Unemployed	Ridgewood	NJ	08/2012	09/2017
Ubs Financial Services, Inc.	New York	NY	01/2025	Present
Doordash	Union	NJ	03/2024	01/2025

08/2022 → 03/2024

Morgan Stanley

New York, NY
11/2021 → 08/2022

Doordash

Union, NJ
08/2021 → 11/2021

International Planning Alliance

Bloomfield, NJ
03/2020 → 08/2021

Unemployed

New Brunswick, NJ
09/2017 → 05/2021

Rutgers University- New Brunswick

New Brunswick, NJ
06/2018 → 08/2019

Roots Steakhouse

Ridgewood, NJ
08/2012 → 09/2017

Unemployed

Ridgewood, NJ
01/2025 → Present

Ubs Financial Services, Inc.

New York, NY
03/2024 → 01/2025

Doordash

Union, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-17
S63	Uniform Securities Agent State Law Examination	2023-01-09

S66 Uniform Combined State Law Examination

2025-10-17
S63 Uniform Securities Agent State Law Examination

2023-01-09

Other Names

Jonathanalbert W Chu
Jonathan Albert W Chu
Jonathan Chu