Jose Asencion Cabrera

Current Employers

Legacies Wealth Llc

601 Carlson Parkway Suite 1400, Minnetonka, MN 55305 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-04-02

MN RA
APPROVED

Since 2022-04-02

Branch Locations

601 Carlson Parkway Suite 1400, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dougherty Wealth Advisers	Wayzata	MN	04/2018	Present
3M	St. Paul	MN	07/2017	03/2018
St. John's University	Collegeville	MN	08/2013	06/2017

04/2018 → Present

Dougherty Wealth Advisers

Wayzata, MN
07/2017 → 03/2018

3M

St. Paul, MN
08/2013 → 06/2017

St. John's University

Collegeville, MN

Other Businesses

Finance Director for The Cause International, LLC, a clothing company which sells team uniforms and street wear. Duties include accounting, cash flow planning and financial statement preparation. Relationship started in December 2016 with the entity's owner, a college classmate. Business is not investment related and support averages 10 hours a month, not during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-02

S65 Uniform Investment Adviser Law Examination

2022-04-02