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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-08-05
  • MI RA
    APPROVED
    Since 2022-08-05

Branch Locations

3333 Deposit Dr Ne Suite 110, Grand Rapids, MI 49546 • United States

3000 Town Center Suites 2900 And 3100, Southfield, MI 48075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shi International Somerset NJ 10/2019 07/2021
Teksystems, Inc. Hanover MD 05/2014 09/2019
Mml Investors Services, Llc Southfield MI 02/2022 Present
Massmutual Life Insurance Co Southfield MI 10/2021 Present
  • 10/2019 → 07/2021
    Shi International
    Somerset, NJ
  • 05/2014 → 09/2019
    Teksystems, Inc.
    Hanover, MD
  • 02/2022 → Present
    Southfield, MI
  • 10/2021 → Present
    Massmutual Life Insurance Co
    Southfield, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-11
  • S66 Uniform Combined State Law Examination
    2022-07-11

View on SEC IAPD

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