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Laura Nguyen

Janney Montgomery Scott LLC

Montvale, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-01
  • NJ RA
    APPROVED
    Since 2023-05-01

Branch Locations

200 Market Street Suite 203, Montvale, NJ 07645 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Financial Inc Newark NJ 09/2007 07/2020
Stifel Ramsey NJ 01/2022 02/2022
Janney Montgomery Scott Llc Montvale NJ 02/2022 05/2023
None Midland Park NJ 08/2020 12/2021
Janney Montgomery Scott Llc Montvale NJ 05/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-28
  • S66 Uniform Combined State Law Examination
    2023-04-28
Other Names
  • Phuong Thao Nguyen

View on SEC IAPD

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