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Carter George Kelly

Charles Schwab & Co., Inc.

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-25
IN RA APPROVED 2022-03-26
  • NY RA
    APPROVED
    Since 2023-02-25
  • IN RA
    APPROVED
    Since 2022-03-26

Branch Locations

915 Broadway Ground Floor, New York City, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York NY 09/2021 Present
Vesper Country Club Tyngsboro MA 05/2018 08/2018
Yahnundasis Golf Club New Hartford NY 05/2020 08/2020
Naples National Golf Club Naples FL 11/2017 06/2021
N/A Old Forge NY 08/2016 11/2017
Charles Schwab Bank, Ssb New York NY 10/2022 Present
  • 09/2021 → Present
    Charles Schwab & Co., Inc.
    New York, NY
  • 05/2018 → 08/2018
    Vesper Country Club
    Tyngsboro, MA
  • 05/2020 → 08/2020
    Yahnundasis Golf Club
    New Hartford, NY
  • 11/2017 → 06/2021
    Naples National Golf Club
    Naples, FL
  • 08/2016 → 11/2017
    N/A
    Old Forge, NY
  • 10/2022 → Present
    Charles Schwab Bank, Ssb
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2022-03-25
Other Names
  • Carter Kelly

View on SEC IAPD

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