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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-20 |
| AZ | RA | APPROVED | 2025-09-29 |
| CT | RA | APPROVED | 2025-09-04 |
| AL | RA | APPROVED | 2025-08-06 |
| FL | RA | APPROVED | 2025-05-20 |
| NH | RA | APPROVED | 2025-05-13 |
| SC | RA | APPROVED | 2025-04-03 |
| MA | RA | APPROVED | 2025-01-17 |
| NY | RA | APPROVED | 2024-10-10 |
| CA | RA | APPROVED | 2024-04-11 |
| DE | RA | APPROVED | 2023-08-15 |
| TX | RA | APPROVED | 2023-08-15 |
| PA | RA | APPROVED | 2023-04-05 |
| VA | RA | APPROVED | 2023-04-05 |
| NJ | RA | APPROVED | 2023-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Cranbury | NJ | 02/2022 | 03/2022 |
| Mass Mutual Insurance Company | Cranbury | NJ | 05/2019 | 03/2022 |
| Temple University | Philadelphia | PA | 08/2015 | 05/2019 |
| Northeast Financial Network | Holmdel | NJ | 03/2022 | 05/2022 |
| Guardian Life Insurance | Holmdel | NJ | 05/2022 | 05/2023 |
| Park Avenue Securities | Holmdel | NJ | 06/2022 | 05/2023 |
| Guardian Life Insurance Company | Cranford | NJ | 05/2023 | 08/2023 |
| Park Avenue Securities | Cranford | NJ | 05/2023 | 08/2023 |
| Guardian Life Insurance Company | Holmdel | NJ | 08/2023 | 10/2024 |
| Park Avenue Securities | Holmdel | NJ | 08/2023 | 10/2024 |
| Guardian Life Insurance Company | Boston | MA | 10/2024 | Present |
| Park Avenue Securities | Boston | MA | 10/2024 | Present |
1. Insurance products other than those offered through Guardian, Start date: 4/1/23, Address: 24 Haver Farm Road, Clinton, NJ 08809, 0 total hours per month; 0 hours during securities trading, Investment Related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-06 |
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