Maxwell James Mcleod

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-08
UT	RA	APPROVED	2025-07-08

TX RA
APPROVED_RES

Since 2025-07-08
UT RA
APPROVED

Since 2025-07-08

Branch Locations

Sandy, UT • United States

7440 S Creek Rd Ste 200, Sandy, UT 84093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	01/2022	07/2025
Wells Fargo Bank, Na	Salt Lake City	UT	07/2018	07/2025
Carmax	South Jordan	UT	05/2018	01/2019
Mutual Of America	New York	NY	06/2020	08/2020
The Pie Pizzeria	Salt Lake City	UT	08/2016	08/2018
Ameriprise Financial Services, Llc	Sandy	UT	07/2025	Present

01/2022 → 07/2025

Wells Fargo Clearing Services, Llc

Salt Lake City, UT
07/2018 → 07/2025

Wells Fargo Bank, Na

Salt Lake City, UT
05/2018 → 01/2019

Carmax

South Jordan, UT
06/2020 → 08/2020

Mutual Of America

New York, NY
08/2016 → 08/2018

The Pie Pizzeria

Salt Lake City, UT
07/2025 → Present

Ameriprise Financial Services, Llc

Sandy, UT

Previous Registrations

2022-06-17 → 2025-07-10

Wells Fargo Clearing Services, Llc

Salt Lake City, UT

Salt Lake City, UT

Other Businesses

Outside Employment; Alta Management Group, LLC; Employee; Manage advisory business; 7440 s creek rd, , Sandy, UT, 84070; Investment-Related; 07/07/2025; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-16

S66 Uniform Combined State Law Examination

2022-06-16

View on SEC IAPD