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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-26
TX RA APPROVED 2026-02-26
  • NY RA
    APPROVED
    Since 2026-02-26
  • TX RA
    APPROVED
    Since 2026-02-26

Branch Locations

New York, NY • United States

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newtown Square PA 01/2022 08/2022
Mml Investors Services, Llc New York NY 08/2023 Present
Massmutual Life Insurance Co New York NY 09/2022 Present
Lenox Advisors, Inc. New York NY 09/2022 Present
Creative Financial Group Newtown Square PA 01/2022 05/2022
Dick's Sporting Goods Bel Air MD 05/2017 06/2019
Baltimore Comedy Factory Baltimore MD 06/2014 08/2022
  • 01/2022 → 08/2022
    Newtown Square, PA
  • 08/2023 → Present
    New York, NY
  • 09/2022 → Present
    Massmutual Life Insurance Co
    New York, NY
  • 09/2022 → Present
    Lenox Advisors, Inc.
    New York, NY
  • 01/2022 → 05/2022
    Creative Financial Group
    Newtown Square, PA
  • 05/2017 → 06/2019
    Dick's Sporting Goods
    Bel Air, MD
  • 06/2014 → 08/2022
    Baltimore Comedy Factory
    Baltimore, MD
Other Businesses

Name: Miguel Valdes / Lenox Advisors, Inc. Inv Rel: Y Addr: 90 Park Ave, Fl 18, New York, NY 10016 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 09/06/2022 No. Hr/Mo: 10 No. Hr/Mo During Sec Trading: 5 Duties: Life, disability, long-term care, fixed annuities, health.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-20
S63 Uniform Securities Agent State Law Examination 2025-11-13
  • S65 Uniform Investment Adviser Law Examination
    2026-02-20
  • S63 Uniform Securities Agent State Law Examination
    2025-11-13

View on SEC IAPD

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