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Carly Flanagan

Ubs Financial Services Inc.

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-07-19
  • CT RA
    APPROVED
    Since 2022-07-19

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Hartford CT 01/2022 Present
Futures Inc. West Hartford CT 06/2019 01/2022
Max's Oyster Bar West Hartford CT 10/2017 03/2020
Travel - Unemployed Salt Lake City UT 07/2017 10/2017
The Housing Authority Of The County Of Salt Lake City Salt Lake City UT 09/2016 07/2017
Salt Lake County Salt Lake City UT 11/2015 11/2016
Valter's Osteria Salt Lake City UT 10/2015 07/2017
  • 01/2022 → Present
    Ubs
    Hartford, CT
  • 06/2019 → 01/2022
    Futures Inc.
    West Hartford, CT
  • 10/2017 → 03/2020
    Max's Oyster Bar
    West Hartford, CT
  • 07/2017 → 10/2017
    Travel - Unemployed
    Salt Lake City, UT
  • 09/2016 → 07/2017
    The Housing Authority Of The County Of Salt Lake City
    Salt Lake City, UT
  • 11/2015 → 11/2016
    Salt Lake County
    Salt Lake City, UT
  • 10/2015 → 07/2017
    Valter's Osteria
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-19
  • S66 Uniform Combined State Law Examination
    2022-07-19
Other Names
  • Carly Marie Harris

View on SEC IAPD

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