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John Ambrose Marshall

Capital Client Group, Inc.

Los Angeles, CA

Charlotte, NC

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-25
NC RA APPROVED 2026-04-25
  • CA RA
    APPROVED
    Since 2026-04-25
  • NC RA
    APPROVED
    Since 2026-04-25

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments/ Fidelity Distributors, Llc Smithfield RI 01/2022 12/2025
Main Effort Financial Holliston MA 05/2020 12/2021
University Of Maine Orono ME 08/2017 05/2019
Bentley University Waltham MA 08/2019 10/2021
Fin And Feather Sports Upton MA 05/2013 09/2017
Capital Group / Capital Client Group, Inc. Los Angeles CA 01/2026 Present
  • 01/2022 → 12/2025
    Fidelity Investments/ Fidelity Distributors, Llc
    Smithfield, RI
  • 05/2020 → 12/2021
    Main Effort Financial
    Holliston, MA
  • 08/2017 → 05/2019
    University Of Maine
    Orono, ME
  • 08/2019 → 10/2021
    Bentley University
    Waltham, MA
  • 05/2013 → 09/2017
    Fin And Feather Sports
    Upton, MA
  • 01/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-25
S63 Uniform Securities Agent State Law Examination 2022-04-09
  • S66 Uniform Combined State Law Examination
    2026-04-25
  • S63 Uniform Securities Agent State Law Examination
    2022-04-09
Other Names
  • John Ambrose Marshall
  • John Marshall

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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