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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-29 |
Branch Locations
343 East Six Forks Rd Ste 100, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 01/2022 | 05/2023 |
| Parkway Local Schools | Rockford | OH | 01/2012 | 05/2017 |
| Celina Moving & Storage | Celina | OH | 05/2014 | 05/2018 |
| The Ohio State University | Columbus | OH | 08/2017 | 12/2021 |
| New Horizons Community Church | Rockford | OH | 05/2018 | 08/2018 |
| Burtch Seed Company | Celina | OH | 05/2018 | 08/2018 |
| The Ohio State University | Columbus | OH | 12/2018 | 01/2020 |
| The Freemont Company | Rockford | OH | 07/2019 | 08/2019 |
| The Freemont Company | Rockford | OH | 05/2020 | 01/2021 |
| Central Production Kitchen | Columbus | OH | 10/2020 | 12/2021 |
| Pilgrim's Pride | Sanford | NC | 05/2021 | 07/2021 |
| Fsc | Raleigh | NC | 06/2023 | 11/2023 |
| Osaic Wealth, Inc. | Raleigh | NC | 11/2023 | 07/2026 |
| Lpl Financial Llc | Raleigh | NC | 07/2026 | Present |
1. 07/2026 - Steward Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/28/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-02 |
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